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Patrick Gillham explores the causes of cervicogenic headaches (CGH) in athletes, and how best to treat them.
Headaches are an extremely common pain disorder affecting 66% of the general population, and causing widespread changes to quality of life and work productivity(1). A list of fourteen different headache forms has been documented by The International Headache Society(2). In particular, its classification of headache disorders can be extremely useful when diagnosing a cause of headache (see Box 1).
| - Primary — Headache without apparent identifiable cause — Examples: tension-type headache (TTH), migraine, chronic daily headache, medication overuse headache, Trigeminal autonomic cephalagia (eg cluster headache) |
| - Secondary — Headache associated with secondary pathology — Examples: CGH, talomandibular joint (TMJ), infection, brain tumour, stroke |
| - Cranial neuropathies, other facial pains and other headaches — Headache related to neural disorders of the head and neck, eg trigeminal neuralgia |
Since each form of headache has a different pathological basis and because an incorrect differential diagnosis will often lead to treatment failure, it is critical to correctly diagnose the type of headache. This is of particular importance for manual therapy interventions, as otherwise, they are unlikely to be effective for the majority of headache forms(2). When considering the best clinical approach to athletes complaining of headache, there is a helpful tool, which can be used when contemplating the appropriate management pathway (see Figure 1).
The most common form of headache is TTH with a global prevalence of 38%; this compares with migraine, which has a prevalence of 10%, chronic daily headache 3%, and CGH 2.5-4.1%(1). CGH arises primarily from a musculoskeletal dysfunction in the upper three cervical segments. The prevalence is as high as 53% in patients or athletes with headache after whiplash-type trauma(3).
The mechanism underlying the pain involves convergence between cervical and trigeminal afferents in the TCN, which descends in the spinal cord to the level of C3/4 (see Figure 2)(3, 4).
The TCN has anatomical and functional continuity with the dorsal grey columns of these spinal segments. Hence, input via sensory afferents, principally from any of the upper three cervical nerve roots, may mistakenly be perceived as pain in the head, a concept known as convergence(1, 2).
Convergence between cervical afferents allows for upper cervical pain to be referred to regions of the head innervated by cervical nerves (occipital and auricular regions). However, convergence with trigeminal afferents allows for referral into parietal, frontal, and orbital regions(3). This can cause confusion when diagnosing the cause of headaches.
It can be confusing distinguishing between different headaches clinically. The subjective information is very important.
The following diagnostic criteria have been proposed by Cervicogenic Headache International Study Group (see Box 2)(5). Diagnosis is based on these subjective features, as well as a physical examination of articular, neural, and myogenic systems, while understanding the mechanisms of symptoms. Exclusion of red and yellow flags at this stage is, also, very important. There can be many structural causes of CGH (see Box 3).
| Signs and symptoms of neck involvement | Precipitation of headache by: - Neck movement - Postural changes &/or - Pressure over the upper cervical/ occipital region Restriction of neck ROM Ipsilateral neck, shoulder, or vague arm pain |
| Head pain characteristics | - Moderate-severe, non-throbbing, non-clustering. Starts in the neck, spreads to the head. - Varying duration, usually last longer than migraine headache. - Long-term fluctuating pattern, becoming continuous when chronic. |
| Migraines | - More likely to be female - Report nausea, photophobia, and throbbing pain. - Follow a crescendo pattern. |
| Joints C0-4 — Eg Sub-chondral bone, ligaments, capsules, intra and extra-articular soft tissues. |
| Muscles — Eg Upper trapezius, semispinalis, splenius, longissimus capitis, sternocleidomastoid, levator scapulae. |
| Neural structures — Eg Cervical dura, spinal nerves C1-3 (Greater and lesser occipital/ Third occipital nerves). |
| Others — Eg Temporomandibular joint |
| Psychosocial co-morbidities — Eg Depression, anxiety. |
| Vascular structures — Eg Vertebral and carotid arteries. |
The goal of examination is to reproduce the pain of headache from cervical structures, with evidence of associated dysfunction. We can be confident that by assessing the articular, neural, and muscular structures during the examination, the source of CGH can be found. Subsequently, if pain cannot be reproduced, then cervical spine involvement can be ruled out, and other causes of headaches will need to be explored further.
The prevalence of neural tissue pain disorders has been reported as between 7-10% of patients with CGH(6). Pain reproduction can be used as a tool to distinguish neural tissue involvement when evaluating posture, upper cervical active ROM, neural provocation tests combined with upper cervical ROM, nerve palpation (greater, lesser and third occipital nerves), and neurological examination. Likewise, if there is any suspicion of vascular involvement, a clinical framework has been proposed providing an accurate guideline for assessment and management(7). This article however will focus solely on the assessment and treatment of CGH with articular cause. Trauma involving forced cervical flexion, rotation, or side flexion is very common in sport. Similar to testing ligament stability in the knee joint following trauma , screening for craniovertebral instability should be common-place in the assessment – details of which are shown below.
(Note that while these tests are appropriate for diagnosing cervical instability, clinicians should be aware that there may be other cervical-related issues that can cause pain – eg ‘grumpy’ facet joints – and should assess accordingly.)
With the patient sitting, the base of the index finger is placed over the C2 spinous process. The upper cervical spine is flexed. An attempt is made to translate the patient’s head posteriorly with C2 fixed. A positive test is a change in symptoms; a clunk sensation, and/or movement of C1 back towards the index finger on C2.
In sitting, cradle the occiput and head. Fix C2 spinous process with the base of the index finger in a downward direction. The direction of force is an axial distraction one, attempting to lift the head up on the neck to separate the two. Normal distraction should not exceed 1-2mm.
In sitting, the patient’s head is cradled whilst the bifid spinous process of C2 is fixed with the index finger and the thumb. Side flexion down to C2 is performed by moving the patient’s head. Any movement of the head without movement of the C2 spinous process indicates laxity of the alar ligament complex, and a positive test.
The C1-2 motion segment accounts for 50% of the rotation in the cervical spine. Thus, pain arising from an impairment of this segment is a frequent finding in individuals with CGH(8). The flexion-rotation test (FRT) is an easily applied clinical test biased to assess dysfunction at the C1-2 motion segment(8). Average FRT ROM in healthy individuals is 44 degrees. The test is positive if there is pain or restriction of 10degrees in ROM on either side.
The neck is passively held in end range flexion and rotated to the left and to the right.
Due to the lack of intervertebral disc and altered biomechanics of the high cervical spine, combined movements are assessed differently. The primary movement available at C0-1 is flexion (3 degrees) and extension, with the majority of movement occurring in extension (21 degrees). As a result of the sliding movement of the occipital condyles, flexion will stress the posterior capsules on the right and the left at C0-1. The addition of ipsi-lateral rotation will further stress the posterior capsule on the same side. This can be a nice diagnostic tool for assessing the involvement of C0-1 (see above).
In contrast, upper cervical extension will stress the anterior capsules of C0-1. The addition of contra-lateral rotation will further stress the anterior capsule on the opposite side of the movement (see C0-1 extension/rotation test below). These tests should rule out C0-2 involvement. It should be validated with passive physiological intervertebral movements (PPIVMs), and passive accessory intervertebral movements (PAIVMs) to isolate the problematic segment. These can also be effective treatment tools if appropriate. Treating headaches associated with neck pain There is supportive evidence to suggest that manual therapies are effective for CGH – particularly spinal manipulation and mobilisation with exercise. This is especially true for cranio-cervical muscle strengthening, and scapula positional re-training(1, 9, 10, 11, 12, 13). However, evidence is less supportive for the effect of manual therapy on headaches associated with migraine(12,13). Here, we will explore some of the most effective manual therapy techniques for CGH.
To stretch the right posterior capsule, stand on the right of the patient. Fix the mandible with your right hand, while the left hand supports the occiput. Retract into upper cervical flexion, and add rotation using both hands. The goal is pain provocation.
Stand by the patient’s side and stabilise the head with your right hand. The little finger if placed on the posterior aspect of the spinous process of C2. Horizontal pressure is applied to the little finger by the thenar eminence of the opposite hand, along the upper cervical facet plane. Sustain for 10seconds and repeat 6 times. Pain should reduce during this procedure.
To stretch the right posterior capsule, stand on the right of the patient. Fix the mandible with your right hand, while the left hand supports the occiput. Retract into upper cervical flexion, and add rotation using both hands. The goal is pain provocation.
If the restriction of pain is with right rotation, the strap is placed on the posterior arch of C1 on the left side just below the mastoid process. The left hand will secure the strap, and the right hand will pull on the strap to force rotation at C1-2 motion segment. Repeat twice, two times a day.
If we suspect TCN sensitisation, evidence suggests that better management of sleep, stress and anxiety(14), as well as diet(15), and moderate intensity exercise(16, 17) is beneficial. A ‘bucket analogy’ can be described to help athletes understand the concept of TCN sensitisation. When the TCN is overloaded with information, this compares to a bucket being overfilled with water. When the TCN is bombarded by too much information, a headache is the by-product, or the bucket overflows. If an athlete can control the level of information, they can control the level of TCN sensitisation.
The Mulligan Concept proposes two techniques to help with headaches(18, 19, 20). One is for pain or headache that must be present ‘at the time’ of the treatment. Pain is necessary to determine whether the treatment is working. The other is for pain or headache that is ‘intermittent’ in nature.
If pain arises from below C2 then a different form of SNAG can be used. In this case the facet plane is towards the patient’s eyes (45°). The towel edge can be used if a strap is not accessible. Sustain for 20seconds, repeat 6 times.
Diagnosing the cause of headaches can be very difficult. There are many types of headaches, and many different causes. In order, the most common are TTH, Migraine and CGH. In particular the sensitisation of TCN is a significant contributor, which must be considered when formalising a treatment plan.
Treatment relies on the diagnostic cri teria, but where appropriate, physiotherapy can be beneficial to assess and treat if the cause is arthrogenic, neurogenic, and/or myogenic in nature. In particular, manual therapy, a small part of which is described in this article, has good evidence to support its foundation in treating and managing CGH. Before treatment, however, always be aware of vascular involvement, and test for craniovertebral instability, particularly after trauma in sport.
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